SENIOR EXECUTIVE SERVICES
We have been at the forefront of advising clients on the Senior Managers Certification Regime (SMCR) and the related aspects of employment.
We can help firms with:
- responsibility mapping and statements of responsibility;
- issues arising from the annual certification of individuals’ fitness and propriety;
- guiding your business through disciplinary investigations that impact on fitness and propriety and reporting requirements, including the giving of regulatory references, and;
- advising on what you can and cannot agree to do in settlement agreements.