SMCR extension: now is the time for firms to prepare
Cerys Williams and Nick Wilcox discuss the steps firms should take to prepare for the extension of the Senior Managers and Certification Regime.
Latest statistics show impact of SMCR
BDBF's Nick Wilcox discusses the latest statistics on the SMCR and fines issued by the Financial Conduct Authority.
FCA consults on extending Senior Managers and Certification Regime
The FCA is consulting on the extension of the SMCR to almost all financial services firms from 2018, replacing the Approved Persons Regime. HR should act now.
Regulatory reference rules now in force under senior managers regimes
The new regulatory reference regime under the SMCR is now in force. Nick Wilcox considers the impact of the new rules on executives in financial services.
Regulators provide much needed clarity around new regulatory references regime
If you work in a senior role in banking or insurance the chances are that you will be familiar by now with at least some of the principles of the senior managers’ regulatory regimes, introduced earlier this year.